Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
D.C.
Delaware
Florida
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Mass.
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
N.Carolina
N.Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Rhode Island
S.Carolina
S.Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
W.Virginia
Wisconsin
Wyoming
Law Firm Website Design Companies : The Good, The Bad, and The Ugly

Christopher H. Tovar Joins Hertz Schram PC

  Legal Marketing  -   POSTED: 2010/10/26 11:44

Nationally-recognized law firm Hertz Schram PC today announced the hiring of Christopher H. Tovar, former General Counsel and Chief Compliance Officer of Investment Professionals, Inc., a San Antonio, Texas-based brokerage and investment advisory firm, as a partner in its securities practice.  Along with firm founder Bradley J. Schram, Mr. Tovar will lead Hertz Schram's Securities Team in offering the full range of services to FINRA member broker-dealers, registered investment advisors, individual brokers, insurance agents and corporate officers, including all facets of litigation and arbitration defense, regulatory compliance, firm risk management, and transactional support. 

A University of Michigan Law School graduate, Mr. Tovar began his career in the securities industry as a broker with Morgan Stanley and later with CUNA Brokerage Services, where he learned the business from the ground up in wirehouse and credit union settings.   Mr. Tovar then spent several years at a Houston law firm where he focused on FINRA proceedings involving customer claims, regulatory and employment matters.  In his later work serving broker-dealers and investment advisory firms, he has also dealt extensively with the SEC, FINRA and with state securities and insurance regulators. 

According to Tovar, "Protecting a brokerage's reputation, among its peers in the industry, regulators, potential hires, and investors, is critical to its long-term success and to our success as securities attorneys."  His keen awareness of this point has been refined particularly over the past decade as he worked through two historic market meltdowns, and the aftermath, both as a broker, and as an attorney and risk manager. 

Tovar was attracted to Hertz Schram PC, a firm representing national and regional broker-dealers and investment advisors, as well as the officers of major corporations, throughout the United States since 1979, because of the consistent quality, as well as longevity, of its Securities Team.  "The attorneys at Hertz Schram represent the best brokerages in the industry, working consistently well with them—and with each other—to solve problems." 

The Securities Team also welcomes collaboration with and referrals to and from other attorneys and compliance professionals throughout the United States.

Hertz Schram PC is based in Bloomfield Hills, Michigan, and has maintained its securities practice since it was founded in 1979. 

Hertz Schram PC
 
Bradley J. Schram
 
1760 S. Telegraph Rd., Ste. 300
 
Bloomfield Hills, MI 48302-0183
 
(248) 335-5000
 
www.hertzschram.com


Legal News | Breaking News | Terms & Conditions | Privacy

ⓒ Breaking Legal News. All Rights Reserved.

The content contained on the web site has been prepared by BLN as a service to the internet community and is not intended to constitute legal advice or a substitute for consultation with a licensed legal professional in a particular case. Law Firm Website Design Company
   More Legal News
   Legal Spotlight
   Exclusive Commentaries
   Attorney & Blog - Blog Watch
   Law Firm News  1  2  3  4  5  6 
   Lawyer & Law Firm Links
San Francisco Trademark Lawyer
San Francisco Copyright Lawyer
www.onulawfirm.com
Family Lawyer Rockville Maryland
Divorce lawyer rockville
familylawyersmd.com
New York Dental Malpractice Attorney
dentalmalpracticenewyork.com
Family Law in East Greenwich, RI
Divorce Lawyer, Erica S. Janton
www.jantonfamilylaw.com
Indiana Medical Malpractice Attorneys
Indianapolis Medical Malpractice
www.williamspiatt.com
Oregon DUI Law Attorney
Eugene DUI Lawyer. Criminal Defense Law
www.mjmlawoffice.com
San Bernardino Criminal Justice Attorneys
Victorville DUI Attorneys
www.bullardpowell.com
New York Adoption Lawyers
New York Foster Care Lawyers
Adoption Pre-Certification
www.lawrsm.com
Chicago, DuPage IL Workers' Compensation Lawyers
Chicago Workplace Injury Attorneys
www.krol-law.com
St. Louis Missouri Criminal Defense Lawyer
St. Charles DUI Attorney
www.lynchlawonline.com
Raleigh, NC Business Lawyer
www.rothlawgroup.com
Lorain Elyria Divorce Lawyer
www.loraindivorceattorney.com
Connecticut Special Education Lawyer
www.fortelawgroup.com
   More Legal News  1  2  3  4  5  6
   Legal News Links
  Click The Law
  Daily Bar News
  The Legal Voice
  The Legal Report
  Legal News Post
  Crisis Legal News
  Legal News Journal
  Korean Web Agency
  Law Firm Directory